Regulator intervenes in the firm, citing rule breaches and client protection concerns
The Solicitors Regulation Authority (SRA) has intervened in the practice of solicitor David J Goldsmith, resulting in the closure of his firm, D Goldsmith & Co Solicitors, which traded as DGR Law.
The decision, dated 7 April 2026 and published on 9 April 2026, was taken following findings that Mr Goldsmith had failed to comply with regulatory rules governing legal practice.
According to the SRA, the intervention was carried out under powers contained in the Solicitors Act 1974. The regulator stated that Mr Goldsmith’s failure to comply with applicable rules justified regulatory action under paragraph 1(1)(c) of Schedule 1 to the Act.
In addition, the SRA determined that it was necessary to intervene in order to protect the interests of clients, relying on paragraph 1(1)(m) of Schedule 1. This provision allows the regulator to take control of a practice where client protection concerns arise.
An intervention is one of the most serious enforcement tools available to the SRA and typically results in the immediate closure of a law firm. It enables the regulator to take possession of client files and monies, ensuring that ongoing legal matters can be safeguarded and transferred where appropriate.
The SRA confirmed that the outcome was reached through its internal decision-making process rather than by referral to an external tribunal. No further details were provided regarding the specific nature of the rule breaches.
As part of the intervention process, Lester Aldridge LLP has been appointed as the intervening agent. Chris Evans of the firm will oversee the management of client matters and the handling of files and funds associated with the closed practice.
Clients of the firm are expected to be contacted regarding their ongoing matters, and arrangements will be made to ensure continuity of legal services where necessary.
The SRA regularly exercises its intervention powers where it considers that regulatory breaches or risks to client interests justify immediate action. Such interventions are designed to maintain public trust in legal services and ensure that client interests remain protected.
The closure of D Goldsmith & Co Solicitors highlights the regulator’s continued focus on compliance and its willingness to act where standards are not met.